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1 The Origins of Western Civilizations
2 Gods and Empires in the Ancient Near East
3 The Greek Experiment
4 Expansion of Greece
5 Roman Civilization
6 Christianity and the Transformation of the Roman World
7 Rome's Three Heirs: The Byzantine, Islamic, and Early Medieval Worlds
8 The Expansion of Europe: Economy, Society, and Politics in the High Middle Ages
9 The High Middle Ages: Religious and Intellectual Developments
10 The Later Middle Ages
11 Commerce, Conquest, and Colonization
12 The Civilization of the Renaissance
13 Reformations of Religion
14 Religious Wars and State Building
15 Age of Absolutism and Empire
16 Scientific Revolution
17 Enlightenment
18 The French Revolution
19 Industrial Revolution and Nineteenth Century Society
20 From Restoration to Revolution, 1815-1848
21 What is a Nation? Territories, States, and Citizens, 1848-1871
22 Imperialism and Colonialism
23 The Challenge of the Modern West
24 The First World War
25 Turmoil Between the Wars
26 The Second World War
27 The Cold War World: Global Politics, Economic Recovery, and Cultural Change
28 Red Flags and Velvet Revolutions: The End of the Cold War, 1960-1990
29 Globalization and the Twenty-First-Century World

Chapter 7: Rome’s Three Heirs: The Byzantine, Islamic, and Early Medieval Worlds

Chapter Outline

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  1. Introduction
    1. The end of Late Antiquity
    2. Byzantium -- Greek
      1. Greek-speaking
      2. Combined Roman imperial and bureaucratic traditions with intense pursuit of Christian faith
    3. Islam -- Arabic
      1. The Roman ideal of expansion and cultural and religious assimilation
      2. Hellenistic philosophical and scientific interests
      3. Persian literary and artistic culture
    4. Western Europe -- Latin
      1. Latin-speaking
      2. Germanic, Celtic, and Latin cultural influences
      3. Roman ideals of empire
  2. The Byzantine Empire
    1. A successor to the Roman state
    2. Justinian and Heraclius
    3. Threats and challenges
      1. The Persians
        1. Theft of the relic of the original cross
        2. Heraclius routs the Persians (627)
      2. Islam
        1. By 650, Arabs took back most of the Byzantine territory that was formerly Persian
        2. Jerusalem in the hands of the Muslims
        3. Constantinople threatened (677)
        4. Pope Leo the Isaurian -- defeats Arabs on land and at sea (717)
      3. Seljuk Turks
        1. Battle of Manzikert (1071)
        2. The fall of Byzantine civilization (1453)
    4. Sources of stability
      1. Why did Constantinople survive?
      2. Internal political history the story of violence and palace revolts
      3. Efficient bureaucratic practices
        1. Education
        2. Religion
        3. Economic activity
        4. Entertainment
        5. The army and navy
        6. f . Sound economic base
        7. Role of Constantinople as trade emporium
        8. Stable gold and silver coinage
        9. Agriculture
    5. Byzantine Religion
      1. Religious orthodoxy
      2. Emperors involved in intense religious debates
      3. The Iconoclastic Controversy
        1. The Iconoclasts prohibited the veneration of icons -- "graven images"
        2. Others argued that icons served as "windows" through which a glimpse of heaven might be granted
        3. Political and financial considerations
        4. The monasteries rallied behind the cause of images
        5. Resolved in the 9th century -- a return to the veneration of icons
        6. Consequences
          1. Much religious art destroyed as a result of the Controversy
          2. Opened a serious breach between East and West
          3. Led to renewed emphasis on Orthodox faith as key to political unity
          4. Fear of heresy inhibited speculation
    6. Byzantine Culture
      1. Preserved ancient Greek heritage
      2. The role of Homer: a model, textbook and guide to morality
      3. Greek thought
        1. Revered Plato and Thucydides
        2. Aristotle regarded with less interest
        3. Neglected Greek scientific and mathematical tradition
        4. Preservation rather than innovation the hallmark of Byzantine classicism
      4. Education extended to both men and women
        1. Princess Anna Comnena (1083-1148)
      5. Art and architecture
        1. Church of Santa Sophia (Holy Wisdom)
          1. Symbol for the inward and spiritual character of Christianity
          2. Exterior was plain, interior filled with mosaics, gold leaf, marble columns
          3. Architectural uniqueness
    7. Byzantium and the Western Christian World
      1. Tense relations between East and West
      2. Growing religious tensions
      3. Sack of Constantinople by crusading armies (1204)
      4. Legacy to the West
        1. Bulwark against Islam
        2. Preserved an independent and Christian West
        3. Preservation of classical literature
        4. Art and architecture
  3. The Growth of Islam
    1. The Rise of Islam
      1. Born in the desert of Arabia
      2. Mecca and the Kabah (pilgrimage shrine)
        1. Quraish tribe -- controlled the Kabah and the economic life of Mecca
      3. Muhammad (c. 570-632)
        1. Early life
          1. Born at Mecca (Quraish family)
          2. Orphaned early
          3. Married the widow of a rich trader
        2. Religious experience (610)
          1. There is no god but Allah
          2. Becomes an uncompromising monotheist
          3. "Called" to be the "Prophet"
        3. Ignored by the Quraish of Mecca
        4. Leaves Mecca for Yathrib (Medina) -- the Hijrah/Hegira (622)
          1. Organizes a religious community
          2. Raids on Quraish caravans
        5. Enters Mecca (630)
    2. The Religious teachings of Islam
      1. Islam means "submission"
      2. Allah -- the Creator God Almighty
      3. Muhammad as the last and greatest prophet
      4. Men and women must surrender themselves to Allah
      5. Practical steps for salvation and the Qur'an
      6. Islam, Christianity and Judaism
        1. Jesus was a prophet but was not the son of God
        2. Strict monotheism
        3. Old and New Testament as divinely inspired
        4. Islam as a way of life -- no sacraments or clergy
    3. The Islamic Conquests
      1. Muhammad's death
      2. Succeeded by his father-in-law, Abu-Bakr
        1. The caliph ("deputy of the Prophet")
        2. Military campaign against those who followed Muhammad but would not follow Abu-Bakr
      3. Umar
        1. Syria, Antioch, Damascus and Jerusalem fall (636)
        2. Egypt falls (646)
        3. Persia subdued (651)
        4. Visogothic Spain (711)
      4. Explanations
        1. Search for territory and booty
        2. Weakness of their neighbors
        3. Did not demand conversions
        4. Muslims preferable to old rulers
    4. The Shiite-Sunni schism
      1. Shiites
        1. Caliph Uthman replaces Umar (644)
          1. A weak ruler
          2. Belonged to the wealthy Umayyad family
          3. Murdered in 656
        2. Opponents rally around Ali
          1. Family ties to the Prophet
          2. Murdered and Uthman's party emerged triumphant
      2. The Shiites
        1. Minority religious party
        2. Insisted that only descendants of Ali and Fatimah (his wife) could rule the Muslim community (the umma)
        3. Did not accept binding religious customs (sunna)
      3. The Sunnis
        1. Accepted religious customs as binding
      4. Shiite-Sunni schism continues in the present day
    5. Umayyads and Abbasids
      1. Westward-looking Umayyads
        1. Capital at Damascus
        2. A Byzantine successor state?
        3. Goal was to conquer Constantinople
      2. Eastward-looking Abbasids
        1. Rule stressed Persian elements rather than Byzantine
        2. New capital at Baghdad
        3. The Arabian Nights
        4. Harun al-Rashid (786-809)
      3. After 750, Umayyad dynasty rules only in Spain
      4. Poor relations between Umayyads and Abbasids
        1. Competed with one another in literature and culture
        2. Library at Cordoba had 400,000 volumes
  4. The Changing Islamic World
    1. Power declined (9th and 10th centuries)
      1. Problems
        1. Impoverishment of economic base
        2. Tax revenues declined
        3. Unable to support civil service or mercenary army
      2. Major developments
        1. Growth of regionalism
        2. Religious division between Sunnis and Shiites, and between Shiites
        3. Egypt conquered by Shiite Fatimids (969)
      3. Umayyad Spain succumbs to Christian pressure by the 9th and 10th centuries
      4. Christian conquest of Spain complete by the mid-13th century
      5. Internal ethnic tensions grew more divisive
    2. Muslim society and culture, 900-1250
      1. Cosmopolitan and dynamic society
      2. Geographic and social mobility
      3. At Baghdad and Cordoba, careers were open to those with talent
      4. Treatment of women
        1. Preserving male "honor"
        2. The Qur'an allowed a man four wives
        3. The harem
      5. Learned men
        1. Ulama -- learned men who studied religion and religious law
        2. Sufis -- religious mystics, stressed contemplation and ecstasy
    3. Muslim Philosophy, Science and Medicine
      1. The Greek philosophical tradition
      2. Arabic translations
      3. Reconciling Aristotelianism and Neo-platonism
      4. Reconciling Greek thought with Islamic theology
      5. Avicenna (980-1037)
      6. Al-Farabi (d. 950) and Al-Ghazzali (1058-1111)
        1. Difficulties in reconciling Aristotle, Neo-platonism and Muslim theology
      7. Averroës (1126-1198) -- "the Commentator"
        1. Turns his back on the mysticism of Avicenna and al-Ghazzali
        2. Subordinated theology to philosophy
      8. Science
        1. Astrology as "applied science"
        2. Astronomy
      9. Medicine
        1. Avicenna's Canon of Medicine
        2. Learned value of cauterization
        3. Diagnosed cancer of the stomach
        4. Organized and built hospitals
      10. Optics
      11. Alchemy and chemistry
      12. Developed decimal arithmetic based on place values
    4. Literature and art
      1. Umar Khayyam, the Rubiyat (c.1050-c.1123)
      2. Uninhibited lyric poetry
      3. Moses Maimonides (1135-1204), Misheh Torah
      4. Art
        1. Highly eclectic
        2. Byzantine and Persian influence
        3. Architectural elements -- dome, column and arch
        4. General prejudice against portraying human form in art
    5. Trade and Industry
      1. Major trade routes
      2. Masters of the caravan routes
      3. Sea routes lost to the West (10th and 11th centuries)
      4. Important industries
        1. Baghdad: glassware, jewelry, pottery, silks
        2. Morocco and Spain: leather-working
        3. Toledo: swords
      5. Paper -- brought about a revolution in record-keeping
    6. The impact of early Islamic civilization on Europe
      1. Economics
      2. Technology
      3. New vocabulary: traffic, alcohol, muslin, orange, lemon, sugar, musk
      4. Greek philosophical and scientific knowledge
      5. Preservation and interpretation of the works of Aristotle
  5. Western Christian Civilization in the Early Middle Ages
    1. A transitional period
    2. Gregory of Tours (538-c.594)
    3. New attitudes
      1. A break with the Roman past
      2. Rather than continuation, a reconstruction
    4. Economic disintegration and political instability
      1. Causes
        1. Justinian's effort to reconquer the West
        2. Excessive Byzantine taxation of agricultural lands
        3. Islamic piracy
      2. Western Europe
        1. Urban life declined
        2. Land passed out of cultivation
        3. Too costly to maintain slaves
        4. Coinage system broke down
        5. Two-tier economy
          1. Gold and silver among the wealthy
          2. The peasantry relied on barter
      3. Political instability
        1. Incessant wars between kings and lords
        2. Inability to regulate royal succession
        3. Rivalries
    5. Merovingian Gaul
      1. Survival of late Roman local administration
      2. Growth of monasteries
      3. Massive distribution of wealth
      4. Cultivating the rich, heavy soils of Northern France
      5. Population growth
    6. Monasticism and Conversion
      1. Rapid increase in new monastic houses (esp. 7th century)
      2. Royal ties with monasteries
      3. Located in rural areas -- Christianizing the countryside
      4. Women and the monastic life
      5. Conversion and missionary activity
        1. Pope Gregory I (c.540-604)
        2. Roman Christianity brought to southeastern England
    7. The reign of Pope Gregory I
      1. Worked to prevent a breach with Constantinople
      2. Necessity of penance
      3. The concept of purgatory
      4. The "Gregorian chant"
      5. Asserted his authority over all Western bishops
      6. Encouraged the Benedictine rule in all monasteries
  6. The Rise of the Carolingians
    1. Pepin of Heristal and the "mayors of the palace" (d.714)
    2. Charles "the hammer" Martel (c.688-741)
      1. The second founder (after Clovis) of the Frankish state
      2. The Battle of Tours (733/734)
      3. Developed alliances with English Benedictines in central Germany
    3. Pepin "the short" (c.715-768)
      1. Coronation
      2. Integration of the Frankish monarchy into the papal-Benedictine orbit
    4. The Reign of Charlemagne (742-814, r. 768-814)
      1. United the Frankish Kingdom through armed expeditions
        1. Italy, Germany, and central Europe
        2. Forcing conversion to Christianity
      2. Counts and local administration
        1. The comites ("followers")
        2. Administraion of justice
        3. raising armies
        4. Courts, tolls, and taxation
        5. New coinage system
      3. New capital city at Aachen
    5. Christianity and kingship
      1. Leading a unified Christian society
      2. Kingship regarded as a divine office created by God to protect the Church
      3. Religious reforms
        1. Appointed and deposed bishops
        2. Changed liturgy of Frankish Church
        3. Reformed rules of worship
        4. Prohibited pagan observances
        5. The peasant tithe
      4. Spiritual responsibilities of kingship: the protector of the papacy
    6. The Carolingian Renaissance
      1. The patron of poetry and learning
      2. The court as an intellectual center
      3. Classical learning
      4. Alcuin of York (c.735-804)
        1. Correcting and copying texts
        2. Carolingian miniscule
    7. Charlemagne and the revival of the Western Roman Empire
      1. Charlemagne's coronation (Christmas Day, 800)
    8. The collapse of the Carolingian empire
      1. Louis the Pious (d.843) -- the empire disintegrates
      2. Charles the Bald, Louis the German, and Lothair
      3. Civil wars
    9. The Vikings
      1. Established trading settlements in the North Sea, the Baltic and Russia
      2. In the 790s, Vikings began to attack coastal ports of northern Europe
        1. Initially the desire was for profit alone
        2. Large organized armies invade in mid-ninth century
      3. Viking settlements in Iceland, Greenland and Newfoundland
      4. Ruled principalities in Scotland, Ireland, Normandy and Russia
      5. The Battle of Hastings (1066)
      6. The Vikings were not the only source of disorder
        1. Civil wars
        2. Muslim and Hungarian attacks
        3. Local political rivalries
      7. Viking invasions helped tighten the cultural and political links that kept Europe together
    10. The legacy of the Carolingians
      1. The European political entity
      2. England become unified
        1. Alfred the Great (871-899)
        2. Reorganized the army, codified laws
        3. Cultural regeneration pattered on the Carolingian example
      3. The Saxon kings of Germany
        1. The Carolingian example
        2. Royal power based on conquest rather than trade and administration
        3. Otto I defeats Hungarians using Charlemagne's lance (955)
        4. Strengthening control of the church
      4. Catalunya
        1. Counts descended from Carolingian appointees continue to administer laws
      5. The growth of towns and cities
      6. Italian prosperity
      7. From Carolingians to Capetians
  7. Conclusion
    1. Western Europe and the East
    2. Urbanization
    3. Expanding borders
    4. Europe a society mobilized for war

 


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