John Archibal Wheeler
with Kenneth Ford
Geons, Black Holes, and Quantum Foam
An excerpt from the autobiography of one of the preeminent figures in twentieth-century physics.
from Chapter One
1
"HURRY UP!"
ON MONDAY, January 16, 1939, I taught my morning class at Princeton
University, then took a train to New York and walked across town to the Hudson
River dock where the Danish physicist Niels Bohr was scheduled to arrive
on the MS Drottningholm. Bohrwith whom I had worked a few years
earlierwas coming to give some lectures at the Institute for Advanced Study
in Princeton and spend time with his friend Albert Einstein, then a professor
at the Institute, and I had decided to greet him.
For a dozen years, Bohr and Einstein, probably the two most eminent
physicists in the world at that time, had had a running debate on the meaning
and interpretation of quantum mechanics, the subtle theory that governs motion
and change in the subatomic realm. Bohr held that uncertainty and
unpredictability are intrinsic features of the theory, and therefore of the
world in which we live. Einstein embraced a deterministic worldview; he could
not believe that God "played dice." Over the years, Einstein had proposed
various thought experiments that at first appeared to expose cracks in the
structure of quantum mechanics, and Bohr had been able to turn every one of them
around to show more clearly than ever that his "Copenhagen interpretation"
of quantum theory, with its fundamental probability, stood fast. As it turned
out, however, nuclear fission, not the mysteries of the quantum, occupied
most of Bohr's time during his visit. Just before embarking from Denmark,
he had learned of this new phenomenon, and he had been thinking hard
about it all the way across the ocean.
I was not the only one who decided to welcome Bohr personally. While I
was waiting on the dock, who should turn up but the Italian physicist Enrico
Fermi and his wife, Laura, who, with their two children, had arrived in the
United States only two weeks earlier. Enrico, short, muscular, and intense,
was a man of habit and order whose mind never rested. Laura, dark and pretty,
had studied engineering and science before marrying Enrico and would
later establish herself as a writer. As the story jokingly puts it, Fermi, after
receiving his Nobel Prize in Sweden in December 1938, became lost on his
way back to Italy and ended up in New York. In fact, they wanted to get away
from the Fascism of their native ItalyLaura was Jewishand the itinerary
had been carefully and quietly planned to bring them to New York, where a
professorship at Columbia University awaited Enrico.
Fermi came to the dock to invite Bohr to spend a day with him in New York
before going to Princeton. The news of fission that Bohr had in his head
would be of consuming interest to Fermi, himself a nuclear pioneer. But by
chance, it would be I, not Fermi, who would become the first on these shores
to hear of it.
Bohr learned of fission on January 7, just as he and his son Erik were about
to board the train in Copenhagen for Gothenburg, the MS Drottningholm's
embarkation point. Otto Frisch, a German emigre physicist working at Bohr's
University Institute for Theoretical Physics in Copenhagen, sought out Bohr
to inform him of the postulate of fission that he (Frisch) and his aunt, Lise
Meitner, had devised in the last week of December to explain puzzling results
found by the German chemists Otto Hahn and Fritz Strassmann in their
Berlin laboratory. When Hahn and Strassmann bombarded uranium with
neutrons (subnuclear particles with no electric charge), they found evidence
that the element barium was created. Since barium is far removed from uranium
in the periodic table and has a much lighter nucleus, they could not
make sense of this result. Hahn wrote to Meitner in Sweden, describing the
puzzle, for she had been his longtime colleague in Berlin before leaving
Germany to escape persecution, and was trained in physics. When her
nephew Frisch came for a holiday visit, they took a Christmas Eve walk in
the woodshe on skis and she on footto ponder the Berlin results. Suddenly
it became clear to them. The uranium nucleus must be breaking into
large fragments, resulting in the nuclei of other elements, including sometimes
the nucleus of barium.
When Bohr heard Frisch offer this explanation, his reaction was swift and
positive. "Oh what idiots we all have been!" he said. "Oh but this is wonderful!
This is just as it must be!" Bohr's was a mind prepared. He knew as much
as any person alive about atomic nuclei, and could see at once that fission
made senseeven though, up to that point, he and other nuclear physicists
had imagined that at most only tiny fragments could break off from a nucleus.
In addition to his son Erik, Bohr brought with him a young colleague, Leon
Rosenfeld. Rosenfeld was to serve as Bohr's sounding board and scribe, to help
Bohr formulate his ideas, and to capture for publication whatever sparks
might fly when Bohr and Einstein put their heads together. Throughout the
nine-day ocean crossing, fission was probably more on Bohr's mind than the
upcoming meetings with Einstein. He and Rosenfeld discussed it incessantly.
(Bohr had a blackboard installed in his stateroom, to facilitate their talks.)
By the time Bohr shook hands with me and the Fermis on the dock, he had
a pretty good idea of a direction to go in to give a theoretical account of
fission. That is what would occupy us intensely for the next few months.
But at that shipside greeting, he said nothing about fission. In his
characteristic way, he wanted to be sure that Meitner and Frisch got the credit
they deserved before the news spread widely. Not even during his day with Fermi
did Bohr breathe a word of the discovery. It must have been hard to restrain
himself. Fermi had just received the Nobel Prize for his studies of neutron
bombardment of nuclei, and had in fact produced fission several years earlier
in his laboratory in Rome without knowing it. He had interpreted the
results as evidence for the creation of elements heavier than uranium rather
than the splitting of uranium. Even when the German chemist Ida Noddack
suggested in 1934 that Fermi had in fact split the uranium nucleus, no one
paid attention. It was, at the time, too radical a thought. (One can't help
wondering whether Noddack's insight would have found a more receptive
audience if it had come from a man instead of a woman.) In retrospect, the
blindness of physicists and chemists to fission in the mid-1930s can be regarded
as a blessing. Had scientists in Germanyand elsewherefollowed up
on Ida Noddack's suggestion, it might well have been the Germans, not the
Allies, who got the atomic bomb first. The history of the world could have
been different.
After the greetings on the dock, Bohr and his son agreed to stay in New York
with the Fermis for a day, while Rosenfeld would accompany me back to
Princeton, where he could check into the Nassau Club and get settled, awaiting
the Bohrs' arrival. Rosenfeld, unaware of Bohr's concern about priority for
Meitner and Frisch, spilled the beans to me on the train. I was excited. Here
was a whole new mode of nuclear behavior that we had overlooked.
Monday, the day of Bohr's arrival, was the day of the Physics Department Journal
Club. This was a regular weekly event during the academic year, an informal
evening gathering at which faculty members, graduate students, or
visitors described new results in physicsusually results that had just been
published. I had been put in charge of the Journal Club that year, so the
moment I heard about fission from Rosenfeld, I decided to rearrange the
schedule. I asked Rosenfeld to give a report of twenty minutes or so on fission.
He agreed. When Bohr learned the next day that we had "taken the
cap off the bottle," he was upset. But in typical Bohr fashion, he was low-key
and gentle. He chastised neither Rosenfeld nor me.
Rosenfeld's report caused a stir. It was immediately clear to everyone that
it was more than just an interesting new bit of nuclear behavior; it held at
least the possibility of a chain reaction and large-scale release of energy. In
those days, physicists could not rush to their computers to spread news by e-mail
across the world in seconds, and they did not make long-distance phone
calls as a matter of course. Despite the excitement in that evening's Journal
Club, it took some days for the news to spread to other laboratories around
the country.
I. I. Rabi, the noted experimental physicist from Columbia University, was
in Princeton that week and heard Rosenfeld's report. Surprisingly, he did not
rush the news back to his new colleague Fermi. As it turned out, Willis Lamb,
a young Columbia faculty member and, like Rabi, a future Nobelist, brought
Fermi the news. Lamb came down to Princeton by train on Friday morning,
January 20, in part to continue working with me on some calculations we
were doing together, in part to attend the afternoon theoretical seminar. He
stayed for dinner and socializing with some Princeton friends, then caught a
2:00 A.M. train that put him back in New York around 4:00 A.M. "After taking
the milk train and getting very little sleep," Lamb told me later, "I went over
to Pupin Lab looking for [John] Dunning [the professor in charge of the
Columbia cyclotron]. I didn't find him, but I did find Eugene Booth [a postdoc]
and Herb Anderson [Fermi's student], so I told them about fission. Then
I found Fermi and told him. This was the first he had heard of it, and he
showed great interest." No doubt an understatement.
Bohr's official report on fission came on January 26, ten days after
Rosenfeld's Journal Club report, at the Conference on Theoretical Physics at
George Washington University. George Gamow, a Russian emigre theorist
who had spent time at Bohr's institute in Denmark before coming to America and
who was then a professor at George Washington, was the principal
organizer of the conference. Harry Smyth, my department chair, readily
agreed to Bohr's request that I be allowed to leave Princeton for a few days to
attend the conference. But I decided that my obligations to my students took
precedence, so I stayed in Princeton.
By the time of the conference, Frisch in Denmark and several groups in the
United States had confirmed the reality of fission by physical (rather than
chemical) experimentsexperiments in which the great energy of the fission
fragments was detected directly. It may seem odd that only days were
required to confirm the effect, when it had taken years of painstaking work
to discover it. The very energy of the fission process is what made it easy.
Neutron bombardment was already an art practiced at numerous laboratories.
Once physicists knew what they were looking for, it was short work to find a
uranium target, set up the right detector, and measure the characteristic
large energy pulse of a fission event. At Columbia, Anderson did all of this in
a single day, Sunday, January 29, 1939.
A few days after Bohr's report, probably on Monday morning, January 30,
the physicist Luis Alvarezanother future Nobelistwas reading the San
Francisco Chronicle while getting his hair cut in a barbershop on the campus
of the University of California, Berkeley. When he came across a wire
story reporting Bohr's announcement of the discovery of fission, he abruptly
got up without waiting for the barber to finish and literally ran to the
university's Radiation Laboratory, where he brought the news to his student Phil
Abelson. By the next day, Abelson had verified the fission phenomenon.
When Alvarez brought his colleague Robert Oppenheimer to the lab to see
the evidence, Oppenheimer switched from doubter to believer in a few minutes.
Within a quarter of an hour, according to Alvarez, Oppenheimer was
visualizing the whole process in his mind and imagining chain reactions.
The field of fission physics was launched. But a solid theoretical
underpinning for the phenomenon was still missing.
Like most physicists, I was interested in nuclear fission for what it revealed
about basic science, not for what it might have to do with reactors or bombs.
In 1939, even after we understood fission and knew that a chain reaction
might be possible, even after war broke out in Europe, I was interested only in
working with students, doing my research, learning more about nature. I was
slow to realize that perhaps I had a duty to apply my skills to the service of
my country. Two years later, in the fall of 1941, I was involved in a
particularly exciting research problem with my brilliant (and fun-loving)
graduate student Dick Feynman. Smyth sat me down at a lab bench one day and
said, "John, you'd better finish up your work with Feynman. You'll surely be
involved in war work soon." He was right. Soon after that conversation, in
December 1941, the Japanese attacked Pearl Harbor and the United States entered
the war. I started at once looking for ways to contribute to the war effort.
Early in 1942, I joined the exodus of physics professors and their students
from the laboratories and classrooms of America's universities. Some went to
the Radiation Laboratory of the Massachusetts Institute of Technology (MIT)
in Cambridge, Massachusetts, to work on radar. Some went to Chicago and
New York and Berkeley to work on nuclear fission. Some found war work by
walking across the hall or across the campus at their home universities. Within
two years there would be large concentrations of scientists on the mesas of
New Mexico, among the hills of Tennessee, and in the desert of eastern
Washington. After stints in Chicago and in Wilmington, Delaware, I found myself
in the fall of 1944 in Richland, Washington, working on the giant reactors
(atomic piles) at nearby Hanford designed to produce plutonium for atomic
weapons. Many of my friends were in Los Alamos, New Mexico, and Oak
Ridge, Tennessee.
By October 25, 1944a few weeks after the first Hanford reactor was powered
upthe German army in Italy had been driven well north of Rome,
but hills, rain, and mud had bogged down the advance of General Mark
Clark's Allied forces beyond Florence toward the Po River. My brother Joe,
then thirtythree years my juniorwas killed in action that day. Joe, who
held a Ph.D. in history from Brown University, was a private first class in the
Blue Devils Unit of Clark's army. First, we learned that he was "missing in
action." Much later his death was confirmed. For eighteen months, until it
was discovered in April 1946, Joe's body, disintegrating to bones, lay with
that of a buddy in a foxhole on the hill where he was killed. Now Joe lies
buried with 4,401 other soldiers in the 70-acre Florence American Cemetery
near Florence. It's a beautiful spot, with its neat mathematical rows of
white crosses vividly differentiating it from the vineyards and woods nearby.
Every time I visit Joe's grave, I am reminded that he is one of manyone of
many millions, I calculate, both soldiers and civilianswhose lives might
have been spared if the Allies had developed the atomic bomb a year sooner.
On the day Joe was killed, the uranium separation plant at Tennessee's
Clinton Engineer Works (the complex that included the new town of Oak
Ridge) was partially operational and had produced grams of uranium 235
(U-235), but not yet the kilograms that would be needed for a bomb. A
nuclear reactor at the same site had produced grams of plutonium 239 (Pu-239),
but not the kilograms that would be delivered only after the Hartford
plant became fully operational the next summer. At the Los Alamos laboratory
in New Mexico, scientists and engineers had largely mastered the design
or a gun-type weapon. They just had to wait for the uranium to make it work.
Only months earlier, experiments had shown that if a plutonium bomb were
going to work, it would have to be an implosion-type weapon. In October 1944,
a reorganized laboratory was just getting up a full head of steam to solve the
implosion problems and design a weapon that could use plutonium.
In the late summer or fall of 1944, I got a card from Joe, written from the
front lines in Italy. Its complete message was "Hurry up!" Enough had been
written in the newspapers about uranium and nuclear fission in 1939 and
1940 that anyone who cared to think about it might conclude that the Allies,
and probably the Germans and Japanese too, were making efforts to develop
an atomic bomb. Joe had a little extra knowledge. He knew that in 1939 Niels
Bohr and I had worked together to develop the theory of fission, a theory that
predicted, among other things, that the isotope U-235 (and the
not-yet-discovered isotope Pu-239) would undergo fission if bombarded with slow
neutrons. He knew that I had taken a leave from my job at Princeton to go to the
University of Chicago to do war work, and that from there I had moved on to
E. I. du Pont de Nemours & Co. in Wilmington, Delaware, and then to a
remote place in the state of Washington. It didn't take too much guesswork for
him to surmise what the nature of that war work might be.
Joe hoped for a miraculous means of ending a terrible war. So he told me
to "hurry up."
I am convinced that the United States, with the help of its British and
Canadian allies, could have had an atomic bomb sooner and ended the war
soonerperhaps a year sooner than the summer of 1945if scientific and
political leaders had committed themselves to the task earlier. Between mid-1944
and mid-1945, more than 3 million lives were lost in battle and in bombings.
Government-sanctioned murders accounted for at least 12 million more,
including the intensified killing of Jews in the Holocaust. The total is so
unimaginably great, the loss so horrible, that it staggers the mind. Yet one
cannot escape the conclusion that an atomic bomb program started a year earlier
and concluded a year sooner would have spared 15 million lives, my
brother Joe's among them.
Once General Groves took over the Manhattan Project in 1942 and scientists
and industry were mobilized to give their full effort to building an atomic
bomb, progress was swift. But that was three years after we understood the
essential ideas of nuclear fission and three years after Albert Einstein had
written a letter to President Roosevelt drawing attention to its potential
military importance.
It does little good to second-guess history. But I cannot avoid reflecting on
my own role. I could have understood the gravity of the German threat sooner
than I did. I couldprobablyhave influenced the decision makers if I
had tried. For more than fifty years, I have lived with the fact of my brother's
death. I cannot easily untangle all of the influences of that event on my life,
but one is clear: my obligation to accept government service when called
upon to render it.
But what of my 1939 work with Bohr, when we were driven more by curiosity
about the atomic nucleus than by any thought of weapons? At the time, he
was fifty-three and I was twenty-seven. Bohr, a Nobel Laureate, directed the
Copenhagen institute that drew physicists from all parts of the world to little
Denmark. I was in my first year of an untenured assistant professorship at
Princeton, where I had been hired to help move that institution into the coming
world of nuclear physics (before Princeton or I had any inkling that the
atomic nucleus was anything more than a fascinating little chunk of matter).
In 1933, five years before going to Princeton, I had earned my Ph.D. in
theoretical physics from Johns Hopkins University. Then came one-year
apprenticeships with Gregory Breit at New York University and with Bohr in
Copenhagen, and three years as an assistant professor at the University of
North Carolina. I had married early, and had two small children when my
wife, Janette, and I moved to Princeton in 1938. There we are still, after sixty
years interrupted by numerous leaves of absence and by a happy decade at the
University of Texas in Austin.
Bohr's conversations with Rosenfeld on the ocean crossing were typical of
the way he worked. He liked to be on his feet, talking, pacing, writing on a
blackboard, almost always with a junior colleague at hand. He behaved no
differently on shipboard than back at his institute in Copenhagen. The
conviction he had reached by the time he set foot on the dock in New York was
that the liquid-droplet model of the nucleus should be able to account for
the fission phenomenon. That a nucleus bears some resemblance to a drop
of liquid was suggested first by George Gamow. Bohr extended the idea, using
it as a way to describe the behavior of a nucleus to which extra energy has
been added by a bombarding particlean example of what he called the
"compound nucleus."
Despite Bohr's initial hesitancy to speak of fission, little time was wasted
getting early reports into print. In three successive issues in February 1939,
the journal Nature carried Letters on the subject. In the first of
these, appearing in the February 11 issue (having been submitted on January 16,
the day of Bohr's arrival in New York), Meitner and Frisch proposed fission as
the mechanism accounting for the production of barium by neutron bombardment of
uranium. While Bohr was en route, Frisch had gone to his laboratory and
obtained the large energy "signature" of fission. His separate report on this
experiment, also submitted on January 16, appeared on February 18. Bohr
himself spent his first few days in Princeton writing a short paper setting
forth his general idea about fission. Wanting to be sure that he didn't
accidentally upstage Meitner and Frisch, he sent his paper, dated January 20, to
Frisch with the request that it be forwarded to Nature. It appeared on
February 25. With these three papers, fission physics was under way.
Almost at once, Bohr asked me if I would like to work with him on a more
detailed theory of fission. It was a subject in which Rosenfeld had less
interest and less experience. Besides, he wanted to keep Rosenfeld available to
write up notes on his lectures and his discussions with Einstein (which did
take place, but on a scale reduced from the original expectation). I was the
logical choice, having worked in nuclear physics since 1934 and being well
known to Bohr from my postdoctoral year with him in 1934-1935. I accepted
readily, even though the fission work would pull me away from a subject I
was deeply interested in at the time, action at a distance. For some time, the
idea of particles acting at a distance on one another had seemed to me a
simpler, more satisfying description of electromagnetism than the standard
"field theory," which assigned "substance" to electric and magnetic fields
existing in space.
So Bohr and I each changed course, he away (temporarily) from pursuit of
the quantum, I away (temporarily) from pursuit of electromagnetism.
We worked well together. It was an exciting time. I have been told that my
style of work, and even some of my mannerisms, resemble those of Niels
Bohr. It is probably true. I, too, like to work in free-wheeling talk sessions
with colleagues, with more questions than answers flying back and forth. I,
too, try always to emphasize the positive in my junior colleagues' work, give
them all credit that is due, and build their confidence. But was I drawn to
Bohr (and he to me) because my approach to physics and to people was similar
to hisor did I acquire my style from him? Some of both, I suspect.
The word fission, borrowed from cell biology, was suggested by Frisch
to describe this newly discovered nuclear process, the splitting of an atomic
nucleus into two large fragments. Frisch had acquired the word by asking
William Arnold, an American biologist then working in Copenhagen, what
cell division is called. Bohr was not enchanted with the word. "If
fission is a noun," he said to me, "what is the verb? You can't say `a
nucleus fishes.'" No sooner had our collaboration begun than we raced up the
stairs from our offices on the second floor of Fine Hall to the
mathematics-physics library on the third floor, where we spent more than an hour
looking through dictionaries and reference books in search of a term more to
Bohr's liking. Our search was fruitless. After considering and rejecting several
possibilities we fell back on fission, which has stuck. (For a while,
Bohr called a nucleus capable of undergoing fission a "splitter." I'm glad that
didn't take hold.)
To me, just as to Bohr, fission seemed immediately believable. I felt stupid
not to have realized, several years before, that nuclei should be able to split.
My student Katharine Way at the University of North Carolina had investigated
magnetic properties of nuclei using the liquid-droplet model. Her equations
had no solution when the nucleus rotated too fast. This told us that rapid
spin could make a nucleus become unstable and fall apart. It would have
been natural to ask ourselves whether there were other ways to make a nucleus
come apart. Had we followed her lead, we might have thought of fission.
The carpeted office that Princeton provided to Bohr, Fine Hall Room 208,
contained paneling and built-in bookshelves on one wall, a blackboard on
another wall, and a bank of five windows looking out on trees on a third wall.
At eighteen by eighteen feet, it was reasonably spacious although not elegant.
Fine Hall, named after Dean Henry Burchard Fine, was principally a
mathematics building, but it also housed some physicists and the wonderful
Fine Hall Library for both mathematics and physics. My office, Fine Hall
214, a near-duplicate of Bohr's office, was a few doors away. That made it
easy for us to collaborate in the face-to-face way we enjoyed. A work session
might start with Bohr sitting or standing near the blackboard in my office.
He would outline an idea based on his compound-nucleus model and sketch
something on the board. Soon we would be trading a piece of chalk back
and forth, drawing pictures and writing equations on the board. If my office
began to seem confining, Bohr would lead us round and round the loop of
hallway that circled the second floor of Fine Hall, continuing to talk as we
walked. These circuits might end at Bohr's office, where more ideas would
be exchanged at the blackboard until we decided to separate for private thinking
and calculating. As Bohr became more animated, the chalk in his hand
was likely to break as he stabbed at the board. On the left side of the board
one thing remained always neatly in place, Bohr's list of things to do, a
reminder of his outside obligations. When we finished a session or broke for
tea, Bohr would lift the edge of the rug in his office and kick broken bits of
chalk under it. He had learned that otherwise he would be scolded by the
janitor.
Bombs and reactors were only in the backs of our minds as we worked
together. We were trying to understand a new nuclear phenomenon, not
design anything. One thing we realized right away: for a heavy nucleus such
as uranium to split into large fragments, it had to undergo considerable
deformation first. (We assumed that the nucleus was spherical before it absorbed
a neutron. We know now that even when unexcited, the uranium nucleus, and
indeed most nuclei, are prolate spheroidslittle footballs. But fission
requires a temporary deformation beyond that of the normal shape.)
When you cut an orange in half, the two halves fall apart. This is not true
of a nucleus. Imagine a uranium nucleus hypothetically cut into two
hemispheres. The powerful nuclear forces between the particles in one half and
the particles in the other half will prevent the hemispheres from separating.
But if a small separation is achieved in some way, to get beyond the short
range of the attractive nuclear forces, the two positively charged halves will
repel each other electrically and fly apart at high speed. We say that there is
an energy "barrier" standing in the way of cleavage. The energy required to
surmount this metaphorical barrier depends on the "route" followed by the
nucleus on its way to separation, just as the altitude to which hikers must
ascend in going from one place to another depends on what route they traverse
between the two points. What Bohr and I showed is that the height of
the energy barrier to be surmounted is lowest if the nucleus, instead of falling
apart like the two halves of an orange, is deformed through a sequence of
other shapesfrom orange to cucumber to large peanut. This "path" is analogous
to that of hikers who have found the lowest pass over a mountain range,
and thus minimized their expenditure of energy to get through. Once the
nucleus has acquired just enough extra energy and has deformed into just
the right shape, it is perched atop the energy barrier. Then it comes "unglued"
and its parts separate, blown apart by their mutual electrical repulsion.
What makes the nucleus deform in the first place? Its act of absorbing a
neutron gives it extra energy. Because of this extra energy, we say the nucleus
is "excited." Excitation can affect the nucleus in various ways, one of which
is to set it into a deforming kind of vibrational motionmuch as a raindrop,
with energy added, can oscillate from sphere to egg shape and back again. If
the vibration of the nucleus carries it up and over an energy barrier, it
doesn't pull itself back to its original shape but instead comes
apart. In the act of fission, the excited nucleus wriggles through its
orange-to-cucumber-to-peanut sequence of shapes in about 1 millionth of 1
billionth of a second ([10.sup.-15] s). It could lose its extra energy in other
ways, such as by emitting a gamma ray (a high-energy quantum of electromagnetic
energy), but that is less likely. Once excited with enough extra energy, a
uranium nucleus is more likely to undergo fission than to do anything else.
Eugene Wigner, a physics faculty member who was to be a key figure in the
Manhattan Project and would become my lifelong friend, occupied Fine
Hall Room 209, next to Bohr's office. This large corner office, complete with
fireplace, had been Einstein's before he moved across town in 1938 to more
modest quarters in a new building of the Institute for Advanced Study. Wigner,
nine years my senior, was a Hungarian expatriate who had been trained
as a chemical engineer but found his true calling in mathematical physics. He
was known as much for his unfailing politeness as for the precision of his
thought. Graduate students at Princeton, seeing how Wigner always held the
door for others, borrowed from the Biblical story of how hard it is for a rich
man to get into heaven, saying that it is harder to get through a door behind
Wigner than to pass through the eye of a needle. In 1963, Wigner's achievements
in physics were recognized with the Nobel Prize.
When Bohr and I got going on the energy hills and valleys and mountain
passes of the deforming uranium nucleus, we naturally had to address the
question: What is the chance that a nucleus, having gained extra energy by
absorbing a neutron, will squirm through the sequence of shapes leading to
fission rather than doing something else with that extra energy? It occurred
to me that this question was not unlike a question that one might ask about a
complex molecule endowed with extra energy that could disintegrate into
smaller fragments. I knew that Wigner had worked on such questions with the
physical chemist Michael Polanyi in Berlin. So I wanted to talk to Wigner to
see if he could provide any helpful leads. (Bohr and I had no hesitation in
seeking advice from our colleagues on vexing questions that arose in our
work.) As it happened, Wigner was at that moment in the university infirmary
suffering from jaundice, which he apparently had contracted from eating
contaminated oysters. Despite his yellow complexion, Wigner greeted me
warmly when I showed up at his bedside, and he steered me in the right direction
to figure out the answer. I was able to go back to Bohr in a day or two with
a formula for the probability of fission.
My office was separated from Wigner's and Bohr's by the central gathering
point in Fine Hall, the second-floor lounge, or Tea Room, where faculty and
graduate students of mathematics and physics gathered every afternoon for
tea. As I later heard Robert Oppenheimer put it, "Tea is where we explain to
each other what we do not understand." Bohr and I were regulars at the afternoon
teas. At the other end of the looping hallway from the Tea Room is
another large room, Fine Hall 202, then the "professors' room" and now a
lounge called Jones Hall 202, serving East Asian Studies. Today, in that room,
Einstein's words are chiseled in stone above the fireplace:
Raffiniert ist der Herr Gott Aber Boshaft ist Er nicht
[God is subtle. But He's not malicious.]
In other words, there is hope of figuring things out.
Adjoining Fine Hall was Palmer Physical Laboratory, which housed other
physics faculty offices, lecture halls, teaching laboratories, shops,
storerooms, and research laboratories. (I was later to have my office there.) In
the attic of Palmer Lab was a small accelerator that could accelerate deuterons
(nuclei of heavy hydrogens). These charged particles could be directed against a
target, stimulating a nuclear reaction that released neutrons. By adjusting the
energy of the deuterons, the energy of the neutrons could be controlled, and
the neutrons, in turn, could be used to bombard other targets. Beginning in
January, as Bohr and I were undertaking our theoretical work, two graduate
students, Henry Barschall and Morton Kanner, with their professor, Rudolph
Ladenburg, started a series of experiments in the Palmer Lab attic to find out
how the probability of fission in uranium (or the nuclear target "cross
section") varies as the energy of the bombarding neutrons is changed. Their
results were puzzling. They found, as expected, that the cross section is large
for high-energy neutrons and diminishes as the neutron energy diminishes.
But, surprisingly, at very low neutron energy, the cross section becomes large
again.
One morning that winter, George Placzek joined Bohr and Rosenfeld for
breakfast at the Nassau Club. Placzek, thirty-three, with dark, wavy hair,
glasses, a large nose, intense eyes, and a quick wit, could have been an actor
playing the part of a brilliant Czech scientist and master of many languages,
which is exactly what he was. Born in Moravia, he earned his Ph.D. in the
Netherlands, and, in the space of less than ten years, had worked with some of
the world's most eminent physicists: Paul Ehrenfest in Leiden, Bohr in
Copenhagen, Fermi in Rome, and Lev Landau in Kharkov, USSR. He had
also taught at the Hebrew University in Jerusalem and had just finished a stint
in Paris with the Austrian physicist Hans von Halban. No one was surprised
to see him turn up in Princeton.
I had met Placzek first in Copenhagen in 1934. He was awkward in the way
that some intellectuals are, but gregarious and always amusing. He was, above
all, a provocative questioner. Only a few weeks before breakfasting with Bohr
in Princeton, he had been in Copenhagen and had suggested to Otto Frisch
how he might most easily confirm the existence of fissionwhich Frisch
promptly did. Now, with Bohr, he saw that the results of Barschall, Kanner,
and Ladenburg created a problem for interpreting fission. "What kind of crazy
thing is this big cross section for both fast and slow?" Placzek said, in
effect, to Bohr. "How can you reconcile it with your view of nuclear reactions?"
Walking across campus after breakfast to Fine Hall, where he would shortly
be meeting with me, Bohr talked over Placzek's question with Rosenfeld.
Suddenly he said, "Now I have it!" As soon as he reached my office, he told
me his idea: The substantial cross section at low energy must be due to the
rare isotope U-235, present to only three-quarters of 1 percent in normal
uranium. At high energy, the abundant isotope U-238 can also undergo fission,
and its cross section increases as the neutron energy increases (up to a certain
point, where it levels off). The behavior at low energy is influenced by
the wave nature of neutrons. The lower the energy of the neutron, the greater
is its wavelength, and the more it can "reach out" to interact with a target
nucleus. The chance of fission occurring therefore increases as the energy
decreases, provided the nucleus in questionin this case, U-235is
sufficiently excited by absorbing a low-energy neutron to undergo fission at
all.
Bohr and I reviewed the picture of the fission process as we then saw it,
and the new idea fitted in beautifully. There were subtle differences between
one isotope and another, enough to determine whether the isotope would or
would not undergo fission after absorbing a low-energy neutron. U-235 would;
U-238 would not. This line of reasoning led us to consider what other nuclei
might be subject to fission by low-energy neutrons. We could predict with
some confidence which isotopes of other elements, known or unknown,
would also undergo fission under low-energy neutron bombardment. It was
my Princeton colleague Louis Turner who first saw the great potential
significance of one such (still undiscovered) isotope, belonging to an element
two places higher in the periodic table (94 instead of 92) and with mass 239
(instead of 235). That element, discovered in 1941 and named plutonium,
indeed had the property we predicted. In one of the most remarkable industrial
developments of all time, plutonium, unknown in nature, was manufactured
in kilogram quantities at Hanford during World War II and served as the
cores of the bomb tested at Alamogordo and the bomb dropped on Nagasaki.
(The Hiroshima bomb used uranium.)
A great deal about fission, indeed about fusion and a whole array of other
nuclear properties as well, can be understood in terms of certain simple
properties of the neutrons and protons of which nuclei are composed. Neutrons
and protons (collectively known as nucleons) attract each other with
essentially the same force. They belong to a family of particles called
fermions. (Enrico Fermi delineated their properties back in the 1920s.) One
important characteristic of such particles is that no two identical fermions can
move in exactly the same way at the same time in the same space. It is as if
they "don't like each other." Any two protons can coexist in a nucleus only if
their motions are different in some wayand having their spins oppositely
directed is enough of a difference. Likewise, any two neutrons must move
differently, or spin differently, if they are to share the same space. However,
there is no bar to a proton and a neutron moving harmoniously as a pair. It is
as if ballet dancers dressed in red were required to dance around each other
without touching, and ballet dancers dressed in blue had the same restriction,
whereas a red dancer and blue one could embrace and dance across the stage
together.
The general consequence of protons and neutrons being fermions is that
light nuclei contain equal, or nearly equal, numbers of neutrons and protons.
The nuclei of nature's two most common isotopes of nitrogen and oxygen
(the principal components of air), for example, are N-14 and O-16. The
first contains seven protons and seven neutrons. The second contains eight
protons and eight neutrons. But heavy nuclei break this equal-number rule.
The nucleus of U-238, for instance, contains 92 protons and 146 neutrons.
Why not an equal number? Because protons repel each other electrically,
whereas neutrons do not. For the lighter nuclei (up to sixteen protons or so),
this electrical repulsion within the nucleus is not significant enough to
undermine the effects of the attractive nuclear force. But as more protons are
added, their mutual repulsion does undermine the tendency of protons and
neutrons to cluster in equal number. As we move to heavier and heavier nuclei,
the "neutron excess" gets greater and greater.
Electrical repulsion not only accounts for the neutron excess in heavy
nuclei; it also explains why the periodic table of the elements comes to an
end. Beyond a certain point, there are no stable nuclei at all. Nuclei heavier
than U-238 have been created in the laboratoryPu-239, for example, and
other nuclei containing up to 112 protonsbut they are unstable, with lifetimes
much shorter than Earth's several-billion-year age.
This pattern of nuclear composition has crucial consequences for nuclear
energy. In brief, the rule is this: For light nuclei, fusion (combining
two nuclei to make a heavier nucleus) releases energy; for heavy nuclei,
fission (breaking a nucleus into pieces) releases energy. For light
nuclei, the attractive nuclear force rules. Because of it, nucleiup to a
pointbecome more stable as more nucleons are added. Fusing two oxygen nuclei
to make a nucleus of sulfur would release energy if it were practical. It isn't,
but fusing two hydrogen nuclei to form helium is. That is what happens in a
thermonuclear weapon and what is the focus of intense work for future practical
power generation.
For heavy nuclei, the same electrical repulsion that accounts for the neutron
excess and that puts an end to the periodic table makes nuclei less stable
as more nucleons are added. Then fission releases energy. It was clear to us
and others almost immediately when fission was discovered that fission not
only releases energy, it is likely to release neutrons as well. A nucleus
undergoing fission has more neutrons than the resulting fission fragments need
in order to be viable nuclei. There are neutrons to spare. One way or another,
we assumed, some of them would be released in fission. What actually happens
is that unstable, neutron-rich nuclei are formed, along with, typically, a few
neutrons. Because of these extra neutrons, a chain reaction is possible.
Some heavy nuclei undergo fission upon the absorption of a slow neutron,
and some do not. Why? There are two factors at work. One relates to how
much charge is present relative to the total mass of the nucleus. The more
charge there is for a given mass (and volume), the greater is the effect of the
electrical repulsion among the protonsthe more delicately, we can say, is
the nucleus perched on the side of stability. With each bit more of charge or
bit less of mass, the nucleus is pushed toward instability; its barrier against
fission is lowered. Bohr and I found that this effect depends on a single
calculated quantity, the square of the number of protons divided by the total
number of nucleons. For U-236, formed when U-235 absorbs a neutron, this
parameter is [92.sup.2]/236, or 35.86. For u-239, formed when U-238 absorbs a
neutron, it is [92.sup.2]/239, or 35.41. A small difference, but enough to have
huge consequences! We estimated the barrier against fission of U-235 to be some
16 percent less than the barrier against fission of U-238.
The second factor is the preference of nuclei to contain an even rather than
an odd number of neutrons (or protons). This preference arises from the fact
that nucleons are fermions, each with a spin that can point in either of two
directions. A neutron striking U-235 is "welcomed" more strongly than one
striking U-238, because in the first case, its absorption creates an even
number of neutrons, whereas in the second case, its absorption creates an odd
number of neutrons. The extra binding energy for U-235, Bohr and I estimated, is
equal to another 16 percent of the "barrier height."
These seem like subtle effects, but think of their practical consequences.
Because the rare isotope U-235 is fissionable by slow neutrons and the
plentiful isotope U-238 is not, it was necessary in World War II to devise ways
to separate U-235 from U-238 on a large scale, a task so difficult that the
Tennessee factory capable of doing it cost more than a billion dollars (more
than $13 billion in today's dollars).
For the nucleus that we now call plutonium 239 (still hypothetical in 1939,
when we called it simply "number 94"), we could predict fissionability by slow
neutrons with a very high level of confidence. Its charge-squared-over-mass
parameter (after including the absorbed neutron) is [94.sup.2]/240, or 36.82,
even greater than for U-236, and therefore more favorable for fission. Moreover,
the preference for an even number of neutrons also works in Pu-239's favor, just
as it does for U-235. In both cases, the nucleus formed when a neutron is
absorbed contains an even number of neutrons (146 and 144, respectively).
Neither Bohr nor I recognized at first how important was the implication of
our work that Pu-239 is fissionablealthough we had no reason at all to doubt
the prediction. What Louis Turner emphasized was the importance of the
chemical difference between number 94 and uranium. The separation of
U-235 from U-238, although successful, was an almost impossible job with
the technology of the 1940s. Once plutonium was created in the reactor at
Hanford, on the other hand, its chemical separation from uranium and other
elements became not nearly so difficult. Enormous though the Hanford operation
was, its cost in World War II was only one-third the cost of the U-235
separation plant.
In the postwar period, powerful centrifuges provided the means to separate
U-235 at much less cost, and Pu-239 also became cheaper to produce.
As a result, half a dozen smaller nations tried, and some succeeded, in making
atomic weapons with one or the other of these materials. These efforts and
successes remain unacknowledged. As to the five declared nuclear powers
(the United States, Great Britain, France, Russia, and China), the relative
ease of producing nuclear materials has enabled them to make tens of thousands
of nuclear weapons.
From Geons, Black Holes, and Quantum Foam : A Life in Physics, by Kenneth William Ford and John Archibald Wheeler. ©
August 1998
, Kenneth William Ford and John Archibald Wheeler; used by permission.
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